Investor Education
Common Investment Abuses — Some common types of investment abuse and broker misconduct. LEARN MORE ►
What to Expect from Aribtration — You have identified a problem with a security you purchased or investment advice you received and are considering retaining Vernon Healy to represent you. Here's what you can expect from arbitration. LEARN MORE ►
Questions to ask when interviewing a Trust Company — Selecting a trust company is an important personal decision. Trust companies should combine conscientious client service with financial strength and significant expertise. To protect yourself from the less qualified and less ethical Trust companies, you may want to pose these questions when interviewing trust companies LEARN MORE ►
Free Investor Protection DVD from FINRA — The FINRA Investor Education Foundation, in association with AARP, has produced a 60 minute investor education documentary on avoiding investment fraud. LEARN MORE ►
Stop Identity Theft —The Financial Industry Regulatory Authority (FINRA) and the Securities Industry Financial Markets Association (SIFMA) have published a brochure with tips on how to protect your financial information to help prevent identity theft. LEARN MORE ►
Know Your Investment Professional — Investment professionals are getting creative in marketing themselves to new customers. Some offer free seminars complete with lunch or dinner. LEARN MORE ►
Legal Research Links — Useful state and federal websites for investors. LEARN MORE ►
